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BONDHOLDER IDENTIFICATION REPLY DOCUMENT
HNA Group International Company LimitedISIN XS1499773098
Reference ID
RESPONSES ARE REQUESTED BY
5 PM ON 31 March 2021 (Hong Kong TIME)
* Requested
PART 1 - CUSTODIAN BANK OR BROKERAGE FIRM DETAILS
Custodian is defined as a specialized financial institution (typically, a regulated entity with granted authority like a bank) with an account at Euroclear and Clearstream.
Thus, Euroclear and Clearstream are not Custodians for the purposes of the form.
Name of Custodian Bank or Brokerage Firm
*
We Hold the Securities through Accounts with the Following Clearing System
*
Please select
Euroclear
Clearstream
The Account Number with the Clearing System
*
Details of
Authorized Employee
Name of Custodian Bank or Brokerage Firm Contact Person
*
Phone number
(with country code)
*
Email address
*
For confirmation of submission and contact
Do You Have a Second Authorized Employee?
*
Please select
Yes
No
Details of
Second Authorized Employee
- (
Optional
)
Name of Second Custodian Bank or Brokerage Firm Contact Person
Phone number
(with country code)
Email address
For contact only
PART 2 - PORTFOLIO MANAGER DETAILS
Do You Have Any Asset/Portfolio Manager?
*
Please select
Yes
No
Name of Asset/Portfolio Management Company
*
Details of
Authorized Employee
Name of Authorized Employee of Asset/Portfolio Manager
*
Phone number
(with country code)
*
Email address
*
For contact only
Do You Have a Second Authorized Employee?
*
Please select
Yes
No
Details of
Second Authorized Employee
- (
Optional
)
Name of Second Authorized Employee of Asset/Portfolio Manager
Phone number
(with country code)
Email address
For contact only
PART 3 - BENEFICIAL OWNER AND POSITION DETAILS
Do You Have Multiple Beneficial Owners?
*
Please select
Yes
No
FILE UPLOAD for Multiple Beneficial Owners/Investors
*
Please upload in file type limited to: xls, xlsx
Name of Beneficial Owner/ End Investor
*
Type of Beneficial Owner/ Investor
*
Please select
Retail
Institution
Retail - Private individuals ; Institution - Pension funds, mutual funds, money managers, insurance companies, investment banks, commercial trusts, endowment funds for a university or college, hedge funds, private equity firms or investors
Beneficial Owner/ Investor's Jurisdiction
*
Please select
Afghanistan
Albania
Andorra
Angola
Anguilla
Antarctica
Antigua and Barbuda
Argentina
Armenia
Aruba
Australia
Austria
Azerbaijan
Bahamas
Bahrain
Bangladesh
Barbados
Belarus
Belgium
Belize
Benin
Bermuda
Bhutan
Bolivia
Bosnia Hercegovina
Botswana
Bouvet Island
Brazil
British Indian Ocean Territory
Brunei Darussalam
Bulgaria
Burkina Faso
Burundi
Cambodia
Cameroon
Canada
Cape Verde
Cayman Islands
Central African Republic
Chad
Chile
China
Christmas Island
Cocos (Keeling) Islands
Colombia
Comoros
Congo
Cook Islands
Costa Rica
Cote D`ivoire
Croatia
Cuba
Cyprus
Czech Republic
Denmark
Djibouti
Dominica
Dominican Republic
East Timor (Indonesia)
Ecuador
Egypt
El Salvador
Equatorial Guinea
Eritrea
Estonia
Ethiopia
Falkland Islands (Malvinas)
Faroe Islands (Denmark)
Fiji
Finland
France
French Guiana
French Polynesia
French Southern Territories
Gabon
Gambia
Georgia
Republic of
Germany
Ghana
Gibraltar
Greece
Greenland
Grenada
Guadeloupe
Guam
Guatemala
Guinea
Guinea-Bissau
Guyana
Haiti
Heard and Mc Donald Islands
Honduras
Hong Kong
Hungary
Iceland
India
Indonesia
Iran
Iraq
Ireland
Israel
Italy
Jamaica
Japan
Jordan
Kazakhstan
Kenya
Kiribati
Korea (North)
Korea (South)
Kuwait
Kyrgyzstan
Laos
Latvia
Lebanon
Lesotho
Liberia
Libyan Arab Jamahiriya
Liechtenstein
Lithuania
Luxembourg
Macau
Macedonia
Republic of
Madagascar
Malawi
Malaysia
Maldives
Mali
Malta
Marshall Islands
Martinique
Mauritania
Mauritius
Mayotte
Mexico
Micronesia
Monaco
Mongolia
Montserrat
Morocco
Mozambique
Myanmar
Nambia
Nauru
Nepal
Netherlands
Netherlands Antilles
New Caledonia
New Zealand
Nicaragua
Niger
Nigeria
Niue
Norfolk Island
Northern Mariana Islands
Norway
Oman
Pakistan
Palau
Panama
Papua New Guinea
Paraguay
Peru
Philippines
Pitcairn Islands
Poland
Portugal
Puerto Rico
Qatar
Republic Of Moldova
Reunion
Romania
Russia
Rwanda
Saint Kitts And Nevis
Saint Lucia
Saint Vincent and The Grenadines
Samoa
San Marino
Sao Tome and Principe
Saudi Arabia
Senegal
Seychelles
Sierra Leone
Singapore
Slovakia
Slovenia
Solomon Islands (Inc. Santa Cruz Is.)
Somalia
South Africa
South Georgia And South Sandwich Islands
Spain
Sri Lankier Lanka
St. Helena
St. Pierre and Miquelon
Sudan
Suriname
Svalbard and Jan Mayen Islands
Swaziland
Sweden
Switzerland
Syrian Arab Republic
Taiwan
Tajikistan
Tanzania
Thailand
Togo
Tokelau
Tonga
Trinidad and Tobago
Tunisia
Turkey
Turkmenistan
Turks and Caicos Islands
Tuvalu
Uganda
Ukraine
United Arab Emirates
United Kingdom
United States Of America
United States Minor Outlying Islands
Uruguay
Uzbekistan
Vanuatu
Vatican City State (Holy See)
Venezuela
Vietnam
Virgin Islands (British)
Virgin Islands (U.S.)
Wallis and Futuna Islands
Western Sahara
Yemen
Yugoslavia
Zaire
Zambia
Zimbabwe
Phone Number
(with country code)
Email address(es)
For contact only
How Many Position(s) Do You Have?
*
Please select
1
2
3
4
5
6
7
8
9
10
More than 10
Position 1
Ownership Nominal Amount Held at the Clearing System
*
$
Dollars
Position 2
Ownership Nominal Amount Held at the Clearing System
*
$
Dollars
Position 3
Ownership Nominal Amount Held at the Clearing System
*
$
Dollars
Position 4
Ownership Nominal Amount Held at the Clearing System
*
$
Dollars
Position 5
Ownership Nominal Amount Held at the Clearing System
*
$
Dollars
Position 6
Ownership Nominal Amount Held at the Clearing System
*
$
Dollars
Position 7
Ownership Nominal Amount Held at the Clearing System
*
$
Dollars
Position 8
Ownership Nominal Amount Held at the Clearing System
*
$
Dollars
Position 9
Ownership Nominal Amount Held at the Clearing System
*
$
Dollars
Position 10
Ownership Nominal Amount Held at the Clearing System
*
$
Dollars
FILE UPLOAD for More Than 10 positions
*
Please upload in file type limited to: xls, xlsx